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Director of Financial Crime
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Hays City
Salary: £100,000
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UK-London |
16 Oct |
| A leading Financial Services firm are currently recruiting for a Head of Financial Crime to have direct responsibilities for... |
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Senior Master Agreement Negotiator
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Not Disclosed
Salary: In line with market
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UK-London |
14 Oct |
| Our client is a major international investment bank with a growing presence in London. As part of a wider drive to bolster th... |
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Fixed Income Compliance Officer - Investment Management - London
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Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
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UK-London |
12 Oct |
| A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo... |
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Internal Financial Auditor EMEA
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Grainger West
Salary: £55000 per annum +...
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UK-London |
06 Oct |
| A FTSE 100 listed multinational company is recruiting an Internal Auditor to be based out of their London office. Because of... |
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Retail & Commercial Banking Lawyer
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Grupo BBVA
Salary: competitive package
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UK-London |
12 Aug |
| Retail and commercial banking lawyer with around 4-5 years’ PQE experience.
The role would best suit a UK qualified solicito... |
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SENIOR INVESTMENT GUIDELINES MANAGER
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McGregor Boyall
Salary: £HIGHLY COMPETITIVE
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UK-London |
06 Nov |
| Reporting to Compliance, the successful candidate shall manage and develop the Investment Guidelines team. An understanding o... |
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Head of Risk & Compliance
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Not Disclosed
Salary: £150,000 & Substantial Bo...
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UK-London |
06 Nov |
| Our client is a leading global financial services provider , based in the heart of Central London |
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Policy , Risk and Regulatory Affairs : Global Investment Bank
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Joslin Rowe Compliance
Salary: £55,000
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UK-London |
04 Nov |
| Our client is is one of the world's foremost investment firm's . The role is as an AVP in the Policy, Risk and Regulatory Aff... |
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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
08 Nov |
| Investment Compliance Analyst |
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Regulatory Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
08 Nov |
| Regulatory Compliance Analyst |
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Regulatory Analyst
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Wellington Management Com...
Salary: Competitive
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China-Hong Kong |
08 Nov |
| Regulatory Analyst |
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Compliance Manager
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National Australia Bank
Salary: TBA
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Australia-Melbourne |
08 Nov |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
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Head of Control Room Hong Kong
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Macquarie
Salary: Information not provided
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China-Hong Kong |
08 Nov |
| Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating areas and seni... |
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Financial Services Lawyer - Equities
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Macquarie
Salary: Information not provided
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Australia-Sydney |
08 Nov |
| Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based in Sydney. |
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Regulatory Change Lawyer
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Macquarie
Salary: Information not provided
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Australia-Sydney |
08 Nov |
| Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... |
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AML Operations Manager
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Macquarie
Salary: Information not provided
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Australia-Sydney |
08 Nov |
| An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. |
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Senior Compliance Officer (Broker Dealer Specialist)
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Metropolitan West Asset M...
Salary: Competitive and commensur...
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USA-CA-Los Angeles |
06 Nov |
| The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose broker dealer... |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
06 Nov |
| fixed income compliance corporate bonds |
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Compliance Administrator
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Not Disclosed
Salary: Competitive / DOE
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USA-CA-Santa Barbara |
06 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
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Large Shareholder Reporting Compliance
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McGregor Boyall
Salary: £Competitive
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Japan-Tokyo |
06 Nov |
| A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi... |
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Markets Compliance
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McGregor Boyall
Salary: £VERY COMPETITIVE
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UAE-Dubai |
06 Nov |
| A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi... |
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Specialist Compliance Policies, Finance, Munich
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Huxley Associates
Salary: Negotiable
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Germany-Bavaria |
06 Nov |
About the company:
On behalf of our client, a glo... |
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Compliance Assessment - Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Fixed Income Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Sales and Trading Compliance Strategic Projects Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Head of Interest Rate and Currency Products Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Vice President - Operational Risk - CRM
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Executive Director - Operational Risk - CRM
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Vice President - Operational Risk - Policy Governance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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